CEO Compensation Incentives and Playing It Safe:Evidence from FAS 123R

Carline, Nicholas F. and Pryshchepa, Oksana and Wang, Bo (2023) CEO Compensation Incentives and Playing It Safe:Evidence from FAS 123R. Journal of Financial and Quantitative Analysis. pp. 1-82. ISSN 0022-1090

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Abstract

This paper uses FAS 123R regulation to examine how reduction in CEO compensation incentives affects managerial 'playing-it-safe' behavior. Using proxies reecting deliberate managerial efforts to change firm risk, difference-in-difference tests show that affected firms drastically reduce both systematic and idiosyncratic risks, leading to an 8% decline in total firm risk. These reductions in risk are achieved by shifting to safer, but low-Q, segments while closing the riskier ones, without significant changes in investment levels. Our findings suggest that decrease in risk-taking incen-tives provided by option compensation, when not compensated for by alternative incentives or governance mechanisms, exacerbates risk-related agency problem.

Item Type:
Journal Article
Journal or Publication Title:
Journal of Financial and Quantitative Analysis
Uncontrolled Keywords:
/dk/atira/pure/subjectarea/asjc/1400/1402
Subjects:
ID Code:
186852
Deposited By:
Deposited On:
17 Feb 2023 11:45
Refereed?:
Yes
Published?:
Published
Last Modified:
17 Feb 2023 11:45